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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-05-25 |
| TX | RA | APPROVED | 2021-05-24 |
Branch Locations
5110 Maryland Way, Suite 330, Brentwood, TN 37027 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2015 | 05/2021 |
| Northwestern Mutual Investment Services Llc | Nashville | TN | 12/2015 | 05/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2016 | 05/2021 |
| Rfg Advisory, Llc Dba Resolute Wealth Management | Brentwood | TN | 05/2021 | Present |
| Private Client Services | Brentwood | TN | 06/2021 | Present |
1) RESOLUTE WEALTH MANAGEMENT. 5110 MARYLAND WAY, SUITE 330, BRENTWOOD, TN 37027. RESOLUTE WEALTH MANAGEMENT - DBA FOR BROKERAGE, ADVISORY AND INSURANCE BUSINESS. OWNER, FINANCIAL ADVISOR, INSURANCE AGENT. 80 HRS/MO; 80 DURING TRADING HRS. 2) RFG ADVISORY LLC. 1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL 35242. RIA. 160 HRS/MO; 160 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-25 |
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