Sean M. Cawley

Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 05/2021
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/2015 → 05/2021
  Northwestern Mutual Investment Services Llc
  Nashville, TN
• 05/2016 → 05/2021
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 05/2021 → Present
  Rfg Advisory, Llc Dba Resolute Wealth Management
  Brentwood, TN
• 06/2021 → Present
  Private Client Services
  Brentwood, TN

Other Businesses

1) RESOLUTE WEALTH MANAGEMENT. 5110 MARYLAND WAY, SUITE 330, BRENTWOOD, TN 37027. RESOLUTE WEALTH MANAGEMENT - DBA FOR BROKERAGE, ADVISORY AND INSURANCE BUSINESS. OWNER, FINANCIAL ADVISOR, INSURANCE AGENT. 80 HRS/MO; 80 DURING TRADING HRS. 2) RFG ADVISORY LLC. 1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL 35242. RIA. 160 HRS/MO; 160 DURING TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-21
• S63 Uniform Securities Agent State Law Examination
  2016-04-25

Designations

• Certified Financial Planner

Other Names

• Sean Cawley