Brian M Andzik

Current Employers

Employment History

• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2015 → Present
  Morgan Stanley
  Beavercreek, OH

Previous Registrations

• 2004-12-13 → 2009-06-01
  Citigroup Global Markets Inc.
  Centerville, OH
  Centerville, OH

Other Businesses

1.Caesar Holdings LLC; Investment related: Yes; investing in a restaurant start up; owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 2; 2.Club Oceano; Investment related Yes; Bellbrook Ohio; Restaurant; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 1 3) University of Dayton School of Business Administration Hanley Trading Center Flyer Forex Fund; Investment related; Dayton, OH; To help teach students about trading/models; Advisor; Start date: 11/2010; During business hours: 0; After business hours: 1 4) Brian Andzik; Not investment related; Piano playing; During business hours: 0; After business hours: 0 6) Societa Di Mutuo Soccorso Italiana of Dayton; Not investment related; Dayton, OH; Provide insight and evaluate, finances, budget and long range planning ie. Capital expenditures.; Member; 03/2008; During business hours: 0; After business hours: 0 * 362328 - Sky Asian Cuisine; Investment related Yes; Restaurant; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); April 2019; During business hours: 0; After business hours: 1 *362328 - Mode X Tequila Bistro.; Investment related No; Beavercreek, OH; Restaurant/Bar/Nightclub;, Investor, Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; During business hours: 0; After business hours 4. *442371- Slims Restaurant; Investment related Yes; spring valley, Ohio; Nature of the business; Investor, Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours:; After business hours: 4 *452873- Order Sons and Daughters of Italy in America; Investment related Yes; Washington, District of Columbia; Charitable; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 2; udgeting, Strategic Planning *530155 - Collective Sole; Investment related: Yes; Dayton, Ohio; Retail/Online Stores; Investor, Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0; After business hours: 2; Business Development/Growth *480833- Order Sons of Italy in America; Investment related: No; Washington, District of Columbia; Fraternal Society, Art/Culture, Civic/Community, Disaster Relief, Economic Assistance, Hardship Assistance; Officer (non-board member), Investment Committee, Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 2; Administrative *597875 - Station 12; Investment related: Yes; Bellbrook, Ohio; Restaurant/Bar/Nightclub; Investor, Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2024; During business hours: 0; After business hours: 4; Business Development/Growth, Sales/Marketing

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-09
• S63 Uniform Securities Agent State Law Examination
  2004-11-24