Ryan J. Pate

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31

Branch Locations

Haslet, TX • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Westlake	TX	04/2015	11/2016
Td Ameritrade	Fort Worth	TX	11/2016	07/2017
Tiaa-Cref Individual & Institutional Services, Llc	Lewisville	TX	08/2017	04/2019
Tiaa	Lewisville	TX	08/2017	04/2019
Td Ameritrade Investment Management, Llc	Fort Worth	TX	12/2016	07/2017
Valic Financial Advisors, Inc.	Plano	TX	04/2019	11/2019
Emerson Equity Llc	San Mateo	CA	12/2019	03/2020
Gwg Holdings, Inc.	Dallas	TX	12/2019	03/2020
The Beneficient Company Group, L.P.	Dallas	TX	01/2020	03/2020
Fidelity Investments	Westlake	TX	07/2020	Present
Unemployed	The Colony	TX	04/2020	06/2020
Fidelity Investments	Boston	MA	03/2025	Present

04/2015 → 11/2016

Fidelity Brokerage Services, Llc

Westlake, TX
11/2016 → 07/2017

Td Ameritrade

Fort Worth, TX
08/2017 → 04/2019

Tiaa-Cref Individual & Institutional Services, Llc

Lewisville, TX
08/2017 → 04/2019

Tiaa

Lewisville, TX
12/2016 → 07/2017

Td Ameritrade Investment Management, Llc

Fort Worth, TX
04/2019 → 11/2019

Valic Financial Advisors, Inc.

Plano, TX
12/2019 → 03/2020

Emerson Equity Llc

San Mateo, CA
12/2019 → 03/2020

Gwg Holdings, Inc.

Dallas, TX
01/2020 → 03/2020

The Beneficient Company Group, L.P.

Dallas, TX
07/2020 → Present

Fidelity Investments

Westlake, TX
04/2020 → 06/2020

Unemployed

The Colony, TX
03/2025 → Present

Fidelity Investments

Boston, MA

2020-09-11 → 2025-03-31

Fidelity Personal And Workplace Advisors

Westlake, TX
2019-04-22 → 2019-12-13

Valic Financial Advisors, Inc.

Addison, TX
2016-12-21 → 2017-07-28

Td Ameritrade, Inc.

Fort Worth, TX

Omaha, NE

Westlake, TX
2016-12-21 → 2017-07-28

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-25

Other Firms