Daniel Andrew Rosengarten

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-12
NV	RA	APPROVED	2022-01-31

TX RA
APPROVED_RES

Since 2025-03-12
NV RA
APPROVED

Since 2022-01-31

Branch Locations

2196 Olympic Ave, Henderson, NV 89014 • United States

25 E Horizon Ridge Pkwy Ste 150, Henderson, NV 89002 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

900 N Green Valley Pkwy, Henderson, NV 89074 • United States

6110 W Cheyenne Ave, Las Vegas, NV 89108 • United States

10410 W Cheyenne Ave, Las Vegas, NV 89129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Las Vegas	NV	10/2013	Present
Wells Fargo Advisors, Llc	Las Vegas	NV	04/2015	11/2016
Wells Fargo Clearing Services, Llc	Las Vegas	NV	11/2016	Present

10/2013 → Present

Wells Fargo Bank, Na

Las Vegas, NV
04/2015 → 11/2016

Wells Fargo Advisors, Llc

Las Vegas, NV
11/2016 → Present

Wells Fargo Clearing Services, Llc

Las Vegas, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-19
S63	Uniform Securities Agent State Law Examination	2015-06-24

S66 Uniform Combined State Law Examination

2022-01-19
S63 Uniform Securities Agent State Law Examination

2015-06-24

Other Names

Daniel Rosengaretn