Best Investors Account Sign in

Shoaib Sarwar

Wells Fargo Clearing Services, LLC

Granite Bay, CA

Roseville, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-08
  • CA RA
    APPROVED
    Since 2021-02-08

Branch Locations

8475 Auburn Folsom Rd, Granite Bay, CA 95746 • United States

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sacramento CA 05/2015 11/2016
Wells Fargo Bank, Na Sacramento CA 05/2012 Present
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
  • 05/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Sacramento, CA
  • 05/2012 → Present
    Wells Fargo Bank, Na
    Sacramento, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sacramento, CA
Other Businesses

LYFT; NOT INVESTMENT RELATED; SACRAMENTO,CA; DRIVER; START DATE 07/01/2019; NUMBER OF HOURS PER MONTH 16; NUMBER OF HOURS DURING TRADING 0; DRIVING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-08
S63 Uniform Securities Agent State Law Examination 2015-06-17
  • S65 Uniform Investment Adviser Law Examination
    2021-02-08
  • S63 Uniform Securities Agent State Law Examination
    2015-06-17

View on SEC IAPD

Other Firms

DYNAMIC WEALTH STRATEGIES, LLC
EDWARD JONES
GLOBAL RETIREMENT PARTNERS LLC
JPS GSE JPS MGR LLC
PACKERLAND BROKERAGE SERVICES, INC.
ABOUND FINANCIAL
LPL FINANCIAL LLC
SOWELL MANAGEMENT

Other Investors

CONRAD MICHAEL AARSETH
NATHAN CHRISTOPHER ANKNEY
JAMES BRIAN BOYLE
JERRY CLARK PALMER
Adam Franklin Chervenak
JOSHUA DUANE RIENKS
ALEXANDER ROSS NAKI
Jerry Newman

Other Offices

DYNAMIC WEALTH STRATEGIES, LLC · GRANITE BAY, CA
DYNAMIC WEALTH STRATEGIES, LLC · Granite Bay, CA
EDWARD JONES · GRANITE BAY, CA
GLOBAL RETIREMENT PARTNERS LLC · Granite Bay, CA
JPS GSE JPS MGR LLC · GRANITE BAY, CA
EDWARD JONES · GRANITE BAY, CA
PACKERLAND BROKERAGE SERVICES, INC. · Roseville, CA
WELLS FARGO CLEARING SERVICES, LLC · ROSEVILLE, CA

More in Granite Bay, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor