Diego Llano

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-11-05
CA	RA	APPROVED	2025-07-16

Branch Locations

Cupertino, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Los Gatos	CA	09/2021	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	09/2024	05/2025
Jp Morgan Chase Bank, N.A.	Los Gatos	CA	08/2019	09/2021
Lyft	Sunnyvale	CA	12/2017	08/2019
Wells Fargo Bank, Na	Palo Alto	CA	12/2013	08/2017
Fidelity Investments	Campbell	CA	05/2025	Present
Wells Fargo Clearing Services, Llc	Palo Alto	CA	04/2015	08/2017
World Financial Group/Transamerica	San Jose	CA	07/2017	09/2020
Jp Morgan Securities Llc	Los Gatos	CA	08/2019	09/2021
Charles Schwab Bank, Ssb	Los Gatos	CA	09/2021	09/2024
Bank Of America, N.A.	Palo Alto	CA	11/2024	05/2025

09/2021 → 09/2024

Charles Schwab & Co., Inc.

Los Gatos, CA
09/2024 → 05/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
08/2019 → 09/2021

Jp Morgan Chase Bank, N.A.

Los Gatos, CA
12/2017 → 08/2019

Lyft

Sunnyvale, CA
12/2013 → 08/2017

Wells Fargo Bank, Na

Palo Alto, CA
05/2025 → Present

Fidelity Investments

Campbell, CA
04/2015 → 08/2017

Wells Fargo Clearing Services, Llc

Palo Alto, CA
07/2017 → 09/2020

World Financial Group/Transamerica

San Jose, CA
08/2019 → 09/2021

Jp Morgan Securities Llc

Los Gatos, CA
09/2021 → 09/2024

Charles Schwab Bank, Ssb

Los Gatos, CA
11/2024 → 05/2025

Bank Of America, N.A.

Palo Alto, CA

2024-10-17 → 2025-05-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
2022-01-22 → 2024-09-25

Charles Schwab & Co., Inc.

Los Gatos, CA

Campbell, CA

Sunnyvale, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-21
S63	Uniform Securities Agent State Law Examination	2015-06-17

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