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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-01-19
  • IA RA
    APPROVED
    Since 2023-01-19

Branch Locations

West Des Moines, IA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 08/2017 12/2021
Western Illinois University Moline IL 01/2013 07/2017
Bank Of America, N.A. Rolling Meadows IL 08/2019 12/2021
Bank Of The West West Des Moines IA 12/2021 12/2022
Bancwest Investment Services, Inc. West Des Moines IA 12/2021 12/2022
Empower Financial Services, Inc Greenwood Village CO 01/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2023 Present
  • 08/2017 → 12/2021
    Rolling Meadows, IL
  • 01/2013 → 07/2017
    Western Illinois University
    Moline, IL
  • 08/2019 → 12/2021
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 12/2021 → 12/2022
    Bank Of The West
    West Des Moines, IA
  • 12/2021 → 12/2022
    Bancwest Investment Services, Inc.
    West Des Moines, IA
  • 01/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2021-12-10 → 2023-01-06
    Bancwest Investment Services, Inc.
    West Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Johnston, IA
    Bloomfield, IA
    Clive, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
    Coralville, IA
    Urbandale, IA
    Clive, IA
    Boone, IA
    Marion, IA
  • 2017-10-13 → 2021-12-14
    Chicago, IL
    Davenport, IA
    Davenport, IA
    Chicago, IL
    Davenport, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-12
S63 Uniform Securities Agent State Law Examination 2015-10-16
  • S66 Uniform Combined State Law Examination
    2017-10-12
  • S63 Uniform Securities Agent State Law Examination
    2015-10-16
Other Names
  • Matthew James Gasser
  • Matthew Gasser

View on SEC IAPD

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