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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | San Jose | CA | 05/2015 | Present |
| Principal Securities | San Jose | CA | 05/2015 | Present |
***Fixed insurance; Investment Related; 2099 Gateway Pl #100, San Jose, CA 95110; Agent; Life, DI; Start Date: 11/01/2017; 16 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-10 |
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