Maxwell Marc Zwain

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 12/2017
  Morgan Stanley
  New Orleans, LA
• 12/2017 → 10/2025
  Freegulliver, Llc
  New Orleans, LA
• 10/2025 → Present
  Farther
  New Orleans, LA

Previous Registrations

• 2018-01-09 → 2025-11-20
  Freegulliver, Llc
  New Orleans, LA
• 2016-01-28 → 2017-12-19
  Morgan Stanley
  New Orleans, LA

Other Businesses

1) Young Audiences for LA; Not investment related; 3900 General Taylor, New Orleans, LA 70125; Operational and financial oversight of Young Audiences charter school network in LA; Board member; Since October 2016; 1 to 5 hrs per month, 0 hrs during trading hours. 2) Touro Infirmary Foundation; Not investment related; 1401 Foucher St, New Orleans, LA70115; Operational and financial oversight of Touro Infirmary; Board Chairman; Since October 2018;1 to 5 hrs per month; 0 hrs during trading hours. 3) Jewish Community Day School; not investment related; 3747 W. Esplanade Ave, Metairie, LA 70002l Operational and financial oversight of private school; Board member; Since August 2019; 5 to 10 hours per month; 0 during trading hours. 4) Nola Gold Rugby Foundation; Not investment related; 6000 Airline Drive, Metairie, LA 70003; Attend quarterly meetings; Board member; Since July 2018; 0 hrs during trading hrs. 5) Max Swain Insurance; Insurance sales; Investment Related: 3420 Trafalgar Street, New Orleans, LA 70119: Life and Health Insurance Sales: Independent Agent since 2017; Spends around 10 hrs/mth, 1 hour during trading hrs. 6) Jewish Endowment Foundation; Not investment related; 1 Galleria Blvd, New Orleans, LA; Attend monthly meetings; Board Member; Since December 2023; 1 hour during trading hours. 7) Merit PAC (Associated Builders & Contractors); Not investment related; 101 Riverbend Drive, St. Rose, LA 70087; Attend meetings; Board member; Since January 2025; ½ hour per month during trading hours. 8) Orleans Parish Republican Executive Committee; Not investment related; 3420 Trafalgar Street, New Orleans, LA 70119; Attend meetings; Board member; Since August 2025; 0 hrs during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-28

Other Names

• Max Marc Zwain