Nicholas Chase Miles

Current Employers

Employment History

• 04/2015 → 08/2018
  Principal Life Insurance Company
  Indianapolis, IN
• 04/2015 → 08/2018
  Princor Financial Services Corporation
  Indianapolis, IN
• 01/2017 → 08/2018
  Centennial Group
  Indianapolis, IN
• 08/2018 → Present
  Lpl Financial Llc
  Matthews, NC
• 08/2018 → Present
  Independent Advisor Alliance, Llc
  Matthews, NC

Previous Registrations

• 2016-09-12 → 2018-08-23
  Principal Securities, Inc.
  Indianapolis, IN

Other Businesses

1)08/01/2018 - Rutledge Financial Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/06/18 - 160 hr/mth 2) Carl A Walker Insurance - Non-Variable Insurance, Property & Casualty - inv rel - at reported business location(s) - start: 09/2017 - 4 hr/mth 3)08/20/2018 - Rutledge Financial Partners - DBA for IAA Business (entity for IAA business) - inv rel - at reported business location(s) - start: 08/20/18 - 160 hr/mth. 4) 10/19/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/06/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/18/2018. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/19/2018 - Independent Advisor Alliance - DBA: (Hybrid) Rutledge Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/06/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/18/2018. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/14/2019 - Financial Independence Group - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/02/2019 - 4 hrs/mo - 1 hr during trading. 7. 10/20/2020 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/19/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 8) 04/17/2025 - Alpha Solutions - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 04/21/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-08
• S63 Uniform Securities Agent State Law Examination
  2015-05-20