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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-04 |
| MO | RA | APPROVED | 2015-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MO | 04/2015 | Present |
| Bank Of America, N.A. | Springfield | MO | 08/2015 | Present |
MHP III, LLC; RESIDENTIAL REAL ESTATE; SPRINGFIELD, MO 65804;RESIDENTIAL REAL ESTATE CONTAINING ONE HOUSE IN LLC; MEMBER; START DATE 07/2005; 2 HOURS A MONTH; NO HOURS DURING TRADING HOURS; DEPOSIT RENT CHECK AND MAINTAIN RELATIONSHIP WITH RENTERS. I*1111279 Entity Type: Charitable Name of OBA: Ozark Regional YMCA Address:Springfield, MO Investment Related:No Position, Title, Association:Board Member Start Date:01/01/2023 No Hours: 2 Monthly No Hours during trading:2 Duties:Board member - responsible to attend monthly board meeting Finance Committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-19 |
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