Chandler Randall Smith

Current Employers

Employment History

• 10/2018 → Present
  Four Financial Management
  Charlotte, NC
• 05/2018 → Present
  Lpl Financial, Llc
  Charlotte, NC
• 09/2014 → 05/2018
  University Of Michigan
  Ann Arbor, MI
• 05/2018 → Present
  Provizr, Llc
  Charlotte, NC
• 05/2018 → 10/2018
  Four Financial Management
  Ann Arbor, MI
• 05/2018 → 10/2018
  Provizr, Llc
  Ann Arbor, MI

Other Businesses

1. 6/11/2018 - Four Financial Management - Investment Related - Working remotely in Charlotte, NC - DBA for LPL Business (entity for LPL business) - Started 06/04/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Started 100%. 2. 6/27/2018 - Morman, Kaplan, Brilliant and Fransko, LLC - DBA: (Hybrid) Four Financial Management - Investment Related - Working remotely in Charlotte, NC- Registered Investment Advisor Hybrid - Start Date: 06/04/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100% - I provide administrative support to Morman, Kaplan, Brilliant and Fransko, LLC, an independent investment advisor firm. I started this business activity in 06/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/27/2019 - Four Financial Tax Services - Investment Related - Working remotely in Charlotte, NC - Tax Prep/Accounting/CPA - Started 05/07/2018 - 60 Hours Per Month/10 Hours During Securities Trading - Tax Prep - Assist in operations of the company and tax preparation. 4. 08/08/2019 - Provizr - Investment Related - Working remotely in Charlotte, NC - DBA for LPL Business (entity for LPL business) - Start Date: 08/06/2019 - 15 Hours Per Month/2 Hours During Securities Trading. 5. 08/29/2019 - Provizr - Investment related - Working remotely in Charlotte, NC - Registered Investment Advisor Hybrid - start date:08/06/2019 - 15 hrs/mo - 2 hrs during trading - I provide administrative support to Provizr, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/06/2023 - Other - Author - Not Investment Related - Home Based - Start Date 07/01/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-10-04