Nina Lee Cowart

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 07/2018
  Gwfs Equities, Inc.
  Mill Hall, PA
• 07/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  State College, PA
• 09/2018 → Present
  Bank Of America, N.A.
  State College, PA

Previous Registrations

• 2017-11-06 → 2018-07-23
  Empower Advisory Group, Llc
  Greenwood Village, CO

Other Businesses

I*2841271, Entity Type: Rental Property Name of OBA: Rental Property 1, Address: Mill Hall, Pennsylvania, 17751, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 09/12/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: Co owner of rental property I*4243268 Entity Type: Name of OBA: Rental Property 2 Address: Mill Hall, Pennsylvania, 17751 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/01/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-06
• S63 Uniform Securities Agent State Law Examination
  2015-07-14

Other Names

• Nina Lee Lowder
• Nina Lee Jury
• Nina L Cowart
• Nina Lee Cowart
• Nina Cowart