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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-17 |
| GA | RA | APPROVED | 2026-07-09 |
| UT | RA | APPROVED | 2026-03-04 |
| SC | RA | APPROVED | 2025-02-27 |
| WY | RA | APPROVED | 2024-12-09 |
| IN | RA | APPROVED | 2024-08-15 |
| MD | RA | APPROVED | 2024-07-18 |
| NV | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED_RES | 2023-06-26 |
| RI | RA | APPROVED | 2022-07-22 |
| DE | RA | APPROVED | 2022-01-21 |
| CO | RA | APPROVED | 2021-09-02 |
| NY | RA | APPROVED | 2021-04-16 |
| NH | RA | APPROVED | 2021-01-05 |
| FL | RA | APPROVED | 2020-05-18 |
| MA | RA | APPROVED | 2020-03-04 |
| CA | RA | APPROVED | 2020-01-10 |
| CT | RA | APPROVED | 2020-01-10 |
| IL | RA | APPROVED | 2019-10-24 |
| NJ | RA | APPROVED | 2019-08-16 |
| PA | RA | APPROVED | 2019-08-07 |
Branch Locations
800 Westchester Avenue Suite N407, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Rye Brook | NY | 04/2018 | Present |
| Guardian Life Insurance Co Of America | Rye Brook | NY | 01/2013 | Present |
1. Disability Insurance-Writing Disability Insurance with MetroDi. I write cases with them that are not a good fit for Guardian Client, Start: 02/09/2019, Address: MetroDI Agency 500 North Broadway, Suite 243 Jericho, New York 11753, 5 non bus hrs per month, Investment related, 2. PGM Group-Group benefits for Brokerage for non-Guardian business, Start: 11/01/2014, Address: 50 Broadway, 2nd Floor Hawthorne, NY 10532, Hrs per month - tot/bus: 10/2, Investment related, 3. Lion Street-Independent Contractor - Life, DI, Start: 08/01/2019, Address: 515 Congress Ave #2500, Austin, TX 78701, 1 bus hr per month, Investment related, 4.) Dutchess of Stratton LLC- vacation property I am interesting in looking into renting out. , Start: 11/29/2022, Address: 97 North Branch Road Winhall VT 05153, 10 total hours per month; .5 during securities trading hours, Investment related, More than 10% annual compensation, 5) Property and Casualty Insurance-Licensed P&C Producer, Start: 09/01/2024, Address: 800 Westchester Ave Suite 407 Rye Brook, NY 10573, 4 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-07 |
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