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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Tampa | FL | 12/2013 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 06/2018 | 03/2026 |
| Gte Federal Credit Union | Tampa | FL | 03/2026 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2026 | Present |
| Cetera Investment Advisers Llc | Tampa | FL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-07 |
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