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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-12-05 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Clifton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Port Chester | NY | 06/2013 | 08/2018 |
| Wells Fargo Advisors, Llc | Port Chester | NY | 04/2015 | 11/2016 |
| Yeshiva University | New York | NY | 09/2012 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Port Chester | NY | 11/2016 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 08/2018 | 12/2019 |
| Bank Of America, N.A. | Paramus | NJ | 09/2018 | 12/2019 |
| Pgim Investments,Llc | Newark | NJ | 12/2019 | 11/2023 |
| Prudential Investment Management Services Llc | Newark | NJ | 01/2020 | 11/2023 |
| Pgim Investments,Llc | Newark | NJ | 01/2020 | 11/2023 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-17 |
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