Lee Alan Tarbet

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2022
  Western International Securities, Inc.
  Pasadena, CA
• 08/2022 → 11/2023
  Fsc Securities Corporation
  Thousand Oaks, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Thousand Oaks, CA

Previous Registrations

• 2022-08-19 → 2023-11-03
  Fsc Securities Corporation
  Westlake Village, CA
  Thousand Oaks, CA
  Thousand Oaks, CA
• 2015-05-21 → 2022-08-22
  Western International Securities, Inc.
  Thousand Oaks, CA
  Westlake Village, CA

Other Businesses

1) Elegant Gardens Nursery; Non Investment-Related; 2046 Tierra Rejada Rd., Moorpark, CA 91320; Tax Consulting 2) Malibu Canyon Landscape & Maintenance, Inc.; Non Investment-Related; 801 E. Easy St., Simi Valley, CA 93065; Tax Consulting 3) DBL INVESTMENTS POSITION: Partner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1999 ADDRESS: 801 E. Easy Street, Simi Valley CA 93065, United States DESCRIPTION: DBL Investments holds industrial and agricultural real estate. I occasionally meet with tenants, review and pay bills, and handle accounting needs. 4) LEE TARBET POSITION: Financial Advisor NATURE: Life Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 ADDRESS: 660 Camino Verde, Thousand Oaks CA 91360, United States DESCRIPTION: fixed insurance product sales

Exams

• S66 Uniform Combined State Law Examination
  2015-05-20