Joseph Dean Lindley

Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 09/2016
  Capstone Partners Financial And Insurance Services
  Westlake Village, CA
• 09/2016 → 11/2016
  Unemployed
  Calabasas, CA
• 01/2017 → 03/2017
  Skyline Home Loans
  Calabasas, CA
• 04/2017 → 07/2017
  Unemployed
  Calabasas, CA
• 08/2017 → 12/2017
  State Farm
  Bend, OR
• 12/2017 → 04/2018
  Morgan Stanley Smith Barney Llc
  Bend, OR
• 04/2018 → 08/2019
  Morgan Stanley Private Bank Na
  New York, NY
• 04/2018 → 08/2019
  Morgan Stanley Smith Barney Llc
  Bend, OR
• 08/2019 → 12/2019
  Edward Jones
  Westlake Village, CA
• 02/2020 → 08/2021
  Lpl Financial, Llc
  Woodland Hills, CA
• 02/2020 → 08/2021
  Hesen & Haslam, Llc
  Woodland Hills, CA
• 12/2019 → 02/2020
  Unemployed
  Woodland Hills, CA
• 08/2021 → 08/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 08/2021 → 09/2025
  Seia Llc
  Los Angeles, CA
• 08/2023 → 09/2025
  Ses Llc
  Los Angeles, CA
• 10/2025 → Present
  Ep Wealth Advisors, Llc
  Torrance, CA

Previous Registrations

• 2021-10-18 → 2025-09-04
  Seia
  Los Angeles, CA
• 2019-08-16 → 2019-12-24
  Edward Jones
  Westlake Village, CA
• 2018-03-08 → 2019-08-06
  Morgan Stanley
  Bend, OR

Exams

• S66 Uniform Combined State Law Examination
  2018-03-08

Designations

• Certified Financial Planner