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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
127 Perimeter Center West, Dunwoody, GA 30346-1223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deawm Distributors, Inc | Chicago | IL | 04/2015 | 11/2016 |
| Voya Investment Management | Atlanta | GA | 06/2019 | 12/2021 |
| Voya Investments Distributor, Llc | Windsor | CT | 06/2019 | 12/2021 |
| Altegris Investments | Atlanta | GA | 12/2016 | 10/2017 |
| Nesvick Trading Group, Llc | Atlanta | GA | 12/2017 | 05/2019 |
| Birchwood Healthcare Partners | Atlanta | GA | 12/2021 | 05/2022 |
| Fidelity Investments | Atlanta | GA | 06/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-17 |
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