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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-10 |
| CA | RA | APPROVED | 2021-08-02 |
Branch Locations
601 Market St, San Francisco, CA 94105 • United States
420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Francisco | CA | 12/2015 | Present |
| Wells Fargo Clearing Services Llc | San Francisco | CA | 06/2017 | 12/2020 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2015-07-15 |
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