Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • GA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

297 Prince Avenue Bottleworks, Ste 15, Athens, GA 30601 • United States

Maysville, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peterson Spring Athens GA 05/2010 12/2021
Student Athens GA 03/2014 09/2019
Mitchell Investment Group Athens GA 09/2015 09/2019
Fixed Insurance Athens GA 11/2015 09/2019
Cambridge Investment Research, Inc. Fairfield IA 04/2016 09/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 09/2019
Cetera Advisors Llc Denver CO 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 05/2010 → 12/2021
    Peterson Spring
    Athens, GA
  • 03/2014 → 09/2019
    Student
    Athens, GA
  • 09/2015 → 09/2019
    Mitchell Investment Group
    Athens, GA
  • 11/2015 → 09/2019
    Fixed Insurance
    Athens, GA
  • 04/2016 → 09/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2016 → 09/2019
    Fairfield, IA
  • 09/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2019; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: FULL CUP FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: 3C FINANCIAL LLC INVESTMENT RELATED: N ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: USING FOR TAX PURPOSES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ONLY BE USING FOR TAX PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-20
  • S66 Uniform Combined State Law Examination
    2015-08-20
Other Names
  • Chris Foster

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Athens, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor