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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-16
FL RA APPROVED 2019-10-02
  • TX RA
    APPROVED_RES
    Since 2019-10-16
  • FL RA
    APPROVED
    Since 2019-10-02

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

St. Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2015 07/2017
Axa Advisors Orlando FL 12/2017 09/2018
Florida Gun Exchange Ormond Beach FL 10/2017 12/2017
Unemployed Port Orange FL 08/2017 10/2017
Raymond James Financial Services, Inc. Wellington FL 11/2018 02/2019
Raymond James Financial Services Advisors Inc. Wellington FL 11/2018 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2019 Present
Uber San Francisco CA 05/2019 08/2019
Pickup Instant Delivery Addison TX 06/2019 08/2019
Office Team Jacksonville FL 06/2019 07/2019
Umemployed Jupiter FL 03/2019 04/2019
Bank Of America, N.A. Jacksonville FL 10/2019 Present
  • 05/2015 → 07/2017
    Axa Advisors, Llc
    New York, NY
  • 12/2017 → 09/2018
    Axa Advisors
    Orlando, FL
  • 10/2017 → 12/2017
    Florida Gun Exchange
    Ormond Beach, FL
  • 08/2017 → 10/2017
    Unemployed
    Port Orange, FL
  • 11/2018 → 02/2019
    Raymond James Financial Services, Inc.
    Wellington, FL
  • 11/2018 → 02/2019
    Wellington, FL
  • 08/2019 → Present
    Jacksonville, FL
  • 05/2019 → 08/2019
    Uber
    San Francisco, CA
  • 06/2019 → 08/2019
    Pickup Instant Delivery
    Addison, TX
  • 06/2019 → 07/2019
    Office Team
    Jacksonville, FL
  • 03/2019 → 04/2019
    Umemployed
    Jupiter, FL
  • 10/2019 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Previous Registrations
Other Businesses

I*4928269, Entity Type: Entity For Profit, Name of OBA: Riders Share, Address: Austin, Texas, 78701, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 08/03/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Renting my personal motorcycle(s) to users of the platform who book. It is a rental platform for motorcycles. Effectively AirBnB for bikes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-23
S63 Uniform Securities Agent State Law Examination 2015-05-23
  • S65 Uniform Investment Adviser Law Examination
    2016-06-23
  • S63 Uniform Securities Agent State Law Examination
    2015-05-23
Other Names
  • Joe Williams
  • Joe Alan Williams
  • Joe Alan Williams
  • Joe Williams

View on SEC IAPD

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