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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-16 |
| AZ | RA | APPROVED | 2019-09-24 |
| FL | RA | APPROVED | 2019-09-24 |
| VA | RA | APPROVED | 2019-09-24 |
| NJ | RA | APPROVED | 2017-05-02 |
| TX | RA | APPROVED | 2017-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 04/2015 | 06/2017 |
| Valic Financial Advisors, Inc. | Berkeley Heights | NJ | 06/2017 | Present |
| Agia | Houston | TX | 12/2022 | Present |
| Hteao Franchise | Fort Worth | TX | 11/2023 | 11/2023 |
| Rental Property | Houston | TX | 01/2024 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL PROPERTY POSITION: Owner of Rental Property NATURE: Rental of a townhome in Houston, TX. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2024 ADDRESS: 1102 E 28th St, Houston TX 77009, United States DESCRIPTION: Landlord and Owner of the property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-07 |
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