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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co, Inc. | Lone Tree | CO | 03/2017 | Present |
| N/A | Denver | CO | 06/2016 | 11/2016 |
| N/A | Denver | CO | 11/2016 | 03/2017 |
1) Migas Coffee CO | Investment Related:No|2590 Walnut ST |Denver |CO |80205|United States of America|Restaurant/Food Services|Partner|5/17/2024|Less than 20|0|It is a small start-up coffee shop in which I oversee day-to-day operations including budget tracking, scheduling, inventory management and client experience.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-21 |
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