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Bradford Duane Williams

Riverfront Investment Group, LLC

Richmond, VA

CRD 6482275

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Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-05-03
  • VA RA
    APPROVED
    Since 2016-05-03

Branch Locations

1214 East Cary Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors, Inc Denver CO 04/2016 05/2026
Riverfront Investment Group, Llc Richmond VA 04/2016 01/2018
Riverfront Investment Group, Llc Richmond VA 01/2018 01/2023
Riverfront Investment Group, Llc Richmond VA 01/2023 01/2025
Riverfront Investment Group, Llc Richmond VA 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-17
  • S66 Uniform Combined State Law Examination
    2015-08-17
Other Names
  • Brad Williams

View on SEC IAPD

Nearby Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC

Nearby Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO

Nearby Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA

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