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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-24
  • TX RA
    APPROVED
    Since 2026-06-24

Branch Locations

Celina, TX • United States

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 04/2015 Present
Tiaa Frisco TX 04/2015 Present
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Single-family residential rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2025 ADDRESS: Home Address, CO 80127, United States DESCRIPTION: Landlord for property with a property management company retained.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-04
S63 Uniform Securities Agent State Law Examination 2015-05-28
  • S66 Uniform Combined State Law Examination
    2020-12-04
  • S63 Uniform Securities Agent State Law Examination
    2015-05-28

View on SEC IAPD

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