Dana Dorian Richman

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2018-05-31

CO RA
APPROVED

Since 2018-05-31

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Strasburg, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	04/2015	Present
Tiaa	Denver	CO	09/2013	Present

04/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
09/2013 → Present

Tiaa

Denver, CO

Other Businesses

(1) FARMING POSITION: Property Owner NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2014 ADDRESS: Home Address, Strasburg CO 80136, United States DESCRIPTION: Farming (2) THE DOG HOUSE ANIMAL SHELTER POSITION: Various NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2016 ADDRESS: Home Address, Strasburg CO 80136, United States DESCRIPTION: The Dog House Animal Shelter will be a nonprofit animal rescue that saves dogs and cats from euthanasia (3) AMAZON POSITION: Warehouse worker NATURE: Commerce INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2020 ADDRESS: 6150 Downing Street, Building 5, Denver CO 80216, United States DESCRIPTION: Online merchant

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-31
S63	Uniform Securities Agent State Law Examination	2015-05-29

S66 Uniform Combined State Law Examination

2018-05-31
S63 Uniform Securities Agent State Law Examination

2015-05-29

Other Names

Dana Dorian Wright

View on SEC IAPD