Samuel Zito

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 07/2018
  Legacy Financial Planning
  Rochester, NY
• 07/2018 → 01/2023
  Raymond James Financial Services Advisors, Inc
  Rochester, NY
• 07/2018 → 02/2023
  Raymond James Financial Services, Inc.
  Rochester, NY
• 08/2019 → 01/2023
  Legacy Financial Planning Llc
  Rochester, NY
• 02/2023 → 06/2025
  Lpl Financial
  Rochester, NY
• 02/2023 → Present
  Wealth Enhancement Group
  Rochester, NY
• 02/2023 → Present
  Wealth Enhancement Advisory Services
  Rochester, NY
• 02/2023 → Present
  Wealth Enhancement Brokerage Services
  Rochester, NY

Previous Registrations

• 2018-07-17 → 2023-02-07
  Raymond James Financial Services Advisors, Inc
  Rochester, NY
  Rochester, NY
  Rochester, NY
• 2016-01-07 → 2018-07-16
  Private Advisor Group, Llc
  Rochester, NY
  Morristown, NJ

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 2/1/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-21