Derek Paul Suboticki

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 01/2020
  Unemployed
  Denver, CO
• 01/2020 → 12/2021
  Transamerica Capital Inc.
  Denver, CO
• 01/2022 → 11/2024
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 01/2022 → 11/2024
  Charles Schwab Bank, Ssb
  Lone Tree, CO
• 06/2025 → Present
  Edelman Financial Engines
  Santa Clara, CA
• 11/2024 → 06/2025
  Unemployed
  Denver, CO
• 03/2018 → 08/2018
  Unemployed
  Denver, CO
• 04/2015 → 03/2018
  Fidelity Investments
  Greenwood Village, CO
• 08/2018 → 10/2019
  Bank Of The West
  Denver, CO

Previous Registrations

• 2022-02-04 → 2024-12-03
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Lone Tree, CO
• 2018-09-14 → 2019-10-11
  Bancwest Investment Services, Inc.
  Denver, CO
  Denver, CO
  Aurora, CO
  Denver, CO
  Aurora, CO
  Aurora, CO
  Centennial, CO
• 2015-09-15 → 2018-03-31
  Strategic Advisers Llc
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2015-08-10
• S63 Uniform Securities Agent State Law Examination
  2015-06-08

Designations

• Certified Financial Planner

Other Names

• Derek P. Suboticki
• Derek Suboticki