Steven Mark Krikac

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2018
  Wells Fargo Bank Na
  Napa, CA
• 11/2013 → 11/2016
  Wells Fargo Advisors Llc
  Napa, CA
• 11/2016 → 10/2018
  Wells Fargo Clearing Services, Llc
  Napa, CA
• 10/2018 → 05/2019
  Citigroup
  Santa Rosa, CA
• 04/2019 → Present
  Charles Schwab & Co., Inc.
  Santa Rosa, CA
• 04/2019 → Present
  Charles Schwab Bank, Ssb
  Santa Rosa, CA

Previous Registrations

• 2018-11-02 → 2019-05-22
  Citigroup Global Markets Inc.
  Santa Rosa, CA
  Napa, CA
  San Francisco, CA
• 2013-11-19 → 2018-11-06
  Wells Fargo Clearing Services, Llc
  Napa, CA
  Santa Rosa, CA
  Santa Rosa, CA
  Sebastopol, CA
• 2011-05-03 → 2013-11-07
  Citigroup Global Markets Inc.
  San Rafael, CA
  Novato, CA
• 2011-01-03 → 2011-03-31
  Wells Fargo Clearing Services, Llc
  Sebastopol, CA
• 2010-04-27 → 2011-01-03
  Wells Fargo Investments, Llc
  Santa Rosa, CA
  Sebastopol, CA
• 2007-11-02 → 2010-05-11
  Wells Fargo Clearing Services, Llc
  Santa Rosa, CA
  Roseville, CA
• 2007-09-25 → 2007-10-22
  Citigroup Global Markets Inc.
  Santa Rosa, CA

Other Businesses

Notary | not investment related | Rohnert Park, California | start date 02/08/2022 | occasional notary of non-Schwab documents on my own time | less than 20 hours per month | none during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-08
• S63 Uniform Securities Agent State Law Examination
  2004-10-27

Designations

• Certified Financial Planner

Other Names

• Steven M Krikal
• Steven M Krikac
• Steven Mark Krikac