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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-03 |
Branch Locations
395 North Service Road Suite 206, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Uniondale | NY | 03/2015 | 07/2023 |
| Prudential Insurance Company Of America | Uniondale | NY | 03/2015 | 07/2023 |
| Equitable Advisors, Llc | New York | NY | 07/2023 | Present |
1) Independent Agent - outside insurance sales. 2) Notary Public~6 Cork PL, Huntington, NY 11743~Notary~N~Notary Public~08/2018~0 hrs/mo~0 trading hrs/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-25 |
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