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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-04-18 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 01/2016 | 07/2017 |
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 07/2017 | 12/2017 |
| Tiaa | Charlotte | NC | 04/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2018 | Present |
| Unemployed | Charlotte | NC | 12/2017 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-21 |
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