Carlie Ann Hausmann

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 04/2017
  The Pampered Chef
  Addison, IL
• 08/2016 → 09/2016
  Family Heritage Life Insurance Company Of America
  Cleveland, OH
• 10/2016 → 11/2016
  Unemployed
  Belleville, IL
• 11/2016 → 02/2017
  Arch City Executives
  St. Louis, MO
• 02/2017 → 09/2018
  Genex Consulting
  Town & Country, MO
• 02/2017 → 02/2017
  Lpl Financial, Llc
  Town & Country, MO
• 02/2018 → 09/2018
  Private Client Services
  Chesterfield, MO
• 10/2018 → Present
  Wells Fargo Clearing Services Llc
  St. Louis, MO

Other Businesses

PAMPERED CHEF, NOT INV RELATED, ADDISON, IL, INDEPENDENT CONSULTANT, START 10/16/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, DIRECT SALES. SAT, NOT INV RELATED, NEW YORK, NY, PROCTOR, START 11/3/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, OVERSEE TESTING. HAUS OF CAKES, NOT INVT RELATED, BELLEVILLE, IL, BAKER, START DATE 11/1/2019, 4 HRS PER MONTH, 0 HRS DURING TRADING, BAKING CUPCAKES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-09
• S63 Uniform Securities Agent State Law Examination
  2018-07-19

Other Names

• Carlie Ann Hausmann
• Carlie Ann Waldron
• Carlie Waldron
• Carlie Hausmann