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Brian Flores Mojica

Morgan Stanley

Jacksonville, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-06
TX RA APPROVED 2022-09-02
  • FL RA
    APPROVED
    Since 2022-09-06
  • TX RA
    APPROVED
    Since 2022-09-02

Branch Locations

50 North Laura Street Suite 2000, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Jacksonville FL 08/2016 09/2022
Morgan Stanley Smith Barney Llc Jacksonville FL 09/2022 Present
Morgan Stanley Private Bank, N.A New York NY 09/2022 Present
  • 08/2016 → 09/2022
    Ubs Financial Services
    Jacksonville, FL
  • 09/2022 → Present
    Morgan Stanley Smith Barney Llc
    Jacksonville, FL
  • 09/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-22
  • S66 Uniform Combined State Law Examination
    2017-05-22

View on SEC IAPD

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