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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-02
FL RA APPROVED 2025-05-24
  • NY RA
    APPROVED
    Since 2025-07-02
  • FL RA
    APPROVED
    Since 2025-05-24

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Doral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Miami FL 05/2015 02/2019
J.P. Morgan Securities Llc Hialeah FL 02/2019 11/2019
Jpmorgan Chase Bank, N.A. Hialeah FL 02/2019 11/2019
Morgan Stanley Smith Barney Llc Lauderdale FL 12/2019 02/2024
East Harbor Miami FL 03/2024 03/2025
Hsbc Bank Usa, N.A. Miami FL 04/2025 Present
Hsbc Securities (Usa) Inc Miami FL 04/2025 Present
  • 05/2015 → 02/2019
    Axa Advisors, Llc
    Miami, FL
  • 02/2019 → 11/2019
    Hialeah, FL
  • 02/2019 → 11/2019
    Jpmorgan Chase Bank, N.A.
    Hialeah, FL
  • 12/2019 → 02/2024
    Morgan Stanley Smith Barney Llc
    Lauderdale, FL
  • 03/2024 → 03/2025
    East Harbor
    Miami, FL
  • 04/2025 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
  • 04/2025 → Present
    Miami, FL
Previous Registrations
Other Businesses

1. The name of the other business - ALPFA 2. Whether the business is investment-related: It is not investment related. 3. The address of the other business - 3571 Far West Blvd #3695 Austin, TX 78731 4. The nature of the other business: Charity/ Non-Profit Organisation/Charitable Foundation 5. Your position: Director 6. Title/Relationship with the other business: Director 7. The start date of your relationship: 7/1/2025 8. The approximate number of hours/month you devote to the other business: Within business hours, maybe 12 hours (or less) in the year. Total, around 4 hours (or less) per month. 9. The number of hours you devote to the other business during securities trading hours: Zero 10. Briefly describe your duties relating to the other business: Assist in coordinating events for organization, mostly through delegating to an event 'lead' who talks to vendors and coordinates times and prices. Also, I may attend a monthly board meeting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-22
  • S66 Uniform Combined State Law Examination
    2016-02-22
Other Names
  • Jose Gonzalez
  • David Gonzalez
  • Jose David Gonzalez
  • Jose D Gonzalez

View on SEC IAPD

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