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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-02 |
| FL | RA | APPROVED | 2025-05-24 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States
Doral, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Miami | FL | 05/2015 | 02/2019 |
| J.P. Morgan Securities Llc | Hialeah | FL | 02/2019 | 11/2019 |
| Jpmorgan Chase Bank, N.A. | Hialeah | FL | 02/2019 | 11/2019 |
| Morgan Stanley Smith Barney Llc | Lauderdale | FL | 12/2019 | 02/2024 |
| East Harbor | Miami | FL | 03/2024 | 03/2025 |
| Hsbc Bank Usa, N.A. | Miami | FL | 04/2025 | Present |
| Hsbc Securities (Usa) Inc | Miami | FL | 04/2025 | Present |
1. The name of the other business - ALPFA 2. Whether the business is investment-related: It is not investment related. 3. The address of the other business - 3571 Far West Blvd #3695 Austin, TX 78731 4. The nature of the other business: Charity/ Non-Profit Organisation/Charitable Foundation 5. Your position: Director 6. Title/Relationship with the other business: Director 7. The start date of your relationship: 7/1/2025 8. The approximate number of hours/month you devote to the other business: Within business hours, maybe 12 hours (or less) in the year. Total, around 4 hours (or less) per month. 9. The number of hours you devote to the other business during securities trading hours: Zero 10. Briefly describe your duties relating to the other business: Assist in coordinating events for organization, mostly through delegating to an event 'lead' who talks to vendors and coordinates times and prices. Also, I may attend a monthly board meeting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-22 |
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