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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-05-28
  • MN RA
    APPROVED
    Since 2025-05-28

Branch Locations

Champlin, MN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Champlin MN 07/2016 09/2016
Thrivent Investment Management Inc Anoka MN 09/2016 04/2017
Thrivent Financial Appleton WI 09/2016 02/2017
Thrivent Financial Appleton WI 02/2017 04/2017
Ameriprise Financial Services, Inc. Plymouth MN 04/2017 07/2018
Prudential Insurance Company Of America Plymouth MN 07/2018 11/2024
Pruco Securities, Llc. Plymouth MN 07/2018 11/2024
Prudential Customer Solutions Llc Plymouth MN 07/2018 03/2021
Empower Advisory Group, Llc Greenwood Village CO 04/2025 Present
Empower Financial Services, Inc Greenwood Village CO 04/2025 Present
Unemployed Champlin MN 11/2024 04/2025
  • 07/2016 → 09/2016
    Unemployed
    Champlin, MN
  • 09/2016 → 04/2017
    Thrivent Investment Management Inc
    Anoka, MN
  • 09/2016 → 02/2017
    Thrivent Financial
    Appleton, WI
  • 02/2017 → 04/2017
    Thrivent Financial
    Appleton, WI
  • 04/2017 → 07/2018
    Ameriprise Financial Services, Inc.
    Plymouth, MN
  • 07/2018 → 11/2024
    Prudential Insurance Company Of America
    Plymouth, MN
  • 07/2018 → 11/2024
    Plymouth, MN
  • 07/2018 → 03/2021
    Prudential Customer Solutions Llc
    Plymouth, MN
  • 04/2025 → Present
    Greenwood Village, CO
  • 04/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2024 → 04/2025
    Unemployed
    Champlin, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-12
S63 Uniform Securities Agent State Law Examination 2016-11-28
  • S65 Uniform Investment Adviser Law Examination
    2018-09-12
  • S63 Uniform Securities Agent State Law Examination
    2016-11-28
Other Names
  • Lori J Reiman
  • Lori Jean Reiman
  • Lori J Barney

View on SEC IAPD

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