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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2001-12-20 |
Branch Locations
31351 Via Colinas Suite 104, Westlake Village, CA 91362 • United States
Moorpark, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westlake Village | CA | 08/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 03/2020 | Present |
Business Ownership; Oliveda; Owner; Retail; 401 Wilshire Blvd., 12th Floor, , Los Angeles, CA, 90034; Not Investment-Related; 07/12/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-27 |
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