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Seth Benjamin Gasick

Crossmark Global Investments, Inc.

Franklin, TN

Houston, TX

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Current Employers
Crossmark Global Investments, Inc.

9753 Katy Freeway Suite 200, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-23
TX RA APPROVED 2023-08-21
  • TN RA
    APPROVED
    Since 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-21

Branch Locations

Franklin, TN • United States

9753 Katy Freeway Suite 200, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Brokers Llc Chicago IL 09/2015 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 11/2016 03/2017
Stratera Holdings Llc Dallas TX 03/2017 02/2018
Voya Investments Distributor, Llc Windsor CT 02/2018 02/2023
Voya Investment Management Scottsdale AZ 02/2018 02/2023
Crossmark Global Investments Houston TX 08/2023 Present
Unemployed Nashville TN 02/2023 08/2023
  • 09/2015 → 11/2016
    Interactive Brokers Llc
    Chicago, IL
  • 11/2016 → 03/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 03/2017 → 02/2018
    Stratera Holdings Llc
    Dallas, TX
  • 02/2018 → 02/2023
    Voya Investments Distributor, Llc
    Windsor, CT
  • 02/2018 → 02/2023
    Voya Investment Management
    Scottsdale, AZ
  • 08/2023 → Present
    Crossmark Global Investments
    Houston, TX
  • 02/2023 → 08/2023
    Unemployed
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-27
S63 Uniform Securities Agent State Law Examination 2016-06-11
  • S65 Uniform Investment Adviser Law Examination
    2018-04-27
  • S63 Uniform Securities Agent State Law Examination
    2016-06-11

View on SEC IAPD

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