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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-09 |
Branch Locations
468 S Seguin Ave, Ste 400, New Braunfels, TX 78130 • United States
11550 W Interstate 10, Ste 180, San Antonio, TX 78230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin Foreman - Thrivent Financial | San Antonio | TX | 01/2016 | 09/2016 |
| Saint Marks Presbyterian Elc | Boerne | TX | 11/2010 | 05/2017 |
| Lpl Financial, Llc | San Antonio | TX | 10/2016 | Present |
1) 05/02/2018 - DBA for LPL Business (entity for LPL business) - FOREMAN FINANCIAL - 99% - INVESTMENT RELATED - San Antonio, TX 78230 2) 05/02/2018 - NOTARY - TYLER FOREMAN - 1% - INVESTMENT RELATED - San Antonio, TX 78230
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
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