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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-05 |
| TX | RA | APPROVED | 2016-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 04/2011 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | Present |
| A&A Enterprise Llc | Cypres | TX | 02/2024 | 05/2024 |
| A&A Baig Ventures Llc | Cypress | TX | 02/2024 | Present |
Entity Name: A&A BAIG VENTURES LLC Investment related: No Address: Rental property address is going to be cypress TX 77433 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/26/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental property that i want to put it under LLC for Tax and protection purposes I purchased the property few months ago but trying to now put it under LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-21 |
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