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Ahsan R Baig

J.P. Morgan Securities LLC

Houston, TX

CRD 4865122

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-12-05
TX RA APPROVED 2016-08-29
  • OH RA
    APPROVED
    Since 2022-12-05
  • TX RA
    APPROVED
    Since 2016-08-29

Branch Locations

712 Main St, Floor 5, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 04/2011 Present
J.P. Morgan Securities Llc Houston TX 10/2012 Present
A&A Enterprise Llc Cypres TX 02/2024 05/2024
A&A Baig Ventures Llc Cypress TX 02/2024 Present
  • 04/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 10/2012 → Present
    Houston, TX
  • 02/2024 → 05/2024
    A&A Enterprise Llc
    Cypres, TX
  • 02/2024 → Present
    A&A Baig Ventures Llc
    Cypress, TX
Other Businesses

Entity Name: A&A BAIG VENTURES LLC Investment related: No Address: Rental property address is going to be cypress TX 77433 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/26/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental property that i want to put it under LLC for Tax and protection purposes I purchased the property few months ago but trying to now put it under LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-20
S63 Uniform Securities Agent State Law Examination 2012-02-21
  • S66 Uniform Combined State Law Examination
    2016-08-20
  • S63 Uniform Securities Agent State Law Examination
    2012-02-21
Other Names
  • Ahsan Baig
  • Ahsan Raza Baig

View on SEC IAPD

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