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David Taylor Iii

Arete Wealth Advisors, LLC

Schaumburg, IL

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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-14
  • IL RA
    APPROVED
    Since 2025-07-14

Branch Locations

1900 East Golf Road Suite 675, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Rolling Meadows IL 05/2016 02/2017
Wells Fargo Clearing Services, Llc Oak Brook IL 02/2017 06/2022
Cuso Financial Services, Lp San Diego CA 07/2022 10/2022
Baxter Credit Union Vernon Hills IL 07/2022 10/2022
Bcu Wealth Advisors, Llc Vernon Hills IL 07/2022 07/2022
Practice Management Consultants, Llc Lemont IL 01/2023 03/2025
Arete Wealth Management Chicago IL 04/2025 Present
  • 05/2016 → 02/2017
    Transamerica Financial Advisors, Inc
    Rolling Meadows, IL
  • 02/2017 → 06/2022
    Wells Fargo Clearing Services, Llc
    Oak Brook, IL
  • 07/2022 → 10/2022
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2022 → 10/2022
    Baxter Credit Union
    Vernon Hills, IL
  • 07/2022 → 07/2022
    Bcu Wealth Advisors, Llc
    Vernon Hills, IL
  • 01/2023 → 03/2025
    Practice Management Consultants, Llc
    Lemont, IL
  • 04/2025 → Present
    Arete Wealth Management
    Chicago, IL
Previous Registrations
Other Businesses

PFS Wealth Management, dba.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-26
  • S66 Uniform Combined State Law Examination
    2025-06-26
Other Names
  • David Taylor
  • David Taylor
  • David Mcbride Taylor
  • David M Taylor

View on SEC IAPD

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WORLD EQUITY GROUP, INC.
BANKERS LIFE ADVISORY SERVICES, INC.
MARINER INDEPENDENT
NAVARRO ASSET MANAGEMENT, LLC
ASCENTIS INDEPENDENT ADVISORS, LLC

Other Investors

JOHN HERMAN COX
MICHAEL MYLES HARLAN
GREGORY ALLAN KATZMAN
MICHAEL JUDE MASCIOPINTO
CLAIRE MARIE KENT
Michael E Burdick
GEOFFREY THOMAS WHARTON
PAUL PHILLIP KACZMARCZYK

Other Offices

COX FINANCIAL GROUP, LTD. · SCHAUMBURG, IL
CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
NAVARRO ASSET MANAGEMENT, LLC · SCHAUMBURG, IL

More in Schaumburg, IL

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