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Roberto Ruiz Velez

Mora Capital Management, LLC

Miami, FL

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Current Employers
Mora Capital Management, Llc

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-16
  • FL RA
    APPROVED
    Since 2024-12-16

Branch Locations

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc Miami FL 02/2015 09/2021
Compass Bank Birmingham AL 01/2015 09/2021
Pnc Managed Account Solutions, Inc Miami FL 06/2016 12/2023
Pnc Investments Pittsburgh PA 09/2021 12/2023
Insigneo Securities Llc Miami FL 12/2023 08/2024
Insigneo Advisory Services Llc Miami FL 12/2023 08/2024
Boreal Capital Securities Llc Miami FL 11/2024 Present
Boreal Capital Management Llc Miami FL 11/2024 Present
  • 02/2015 → 09/2021
    Bbva Securities Inc
    Miami, FL
  • 01/2015 → 09/2021
    Compass Bank
    Birmingham, AL
  • 06/2016 → 12/2023
    Pnc Managed Account Solutions, Inc
    Miami, FL
  • 09/2021 → 12/2023
    Pnc Investments
    Pittsburgh, PA
  • 12/2023 → 08/2024
    Insigneo Securities Llc
    Miami, FL
  • 12/2023 → 08/2024
    Insigneo Advisory Services Llc
    Miami, FL
  • 11/2024 → Present
    Boreal Capital Securities Llc
    Miami, FL
  • 11/2024 → Present
    Boreal Capital Management Llc
    Miami, FL
Previous Registrations
  • 2023-12-14 → 2024-10-10
    Insigneo Advisory Services, Llc
    Miami, FL
    Miami, FL
  • 2016-07-19 → 2023-11-30
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Miami, FL
  • 2023-04-27 → 2023-11-30
    Pnc Wealth Management Llc
    Pittsburgh, PA
    Miami, FL
  • 2016-07-19 → 2021-12-31
    Pnc Managed Account Solutions, Inc.
    Miami, FL
Other Businesses

Boreal Capital Management, affiliated RIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-01
  • S66 Uniform Combined State Law Examination
    2016-06-01

View on SEC IAPD

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Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

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