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Audrey Dewitt Beardain

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-13
  • TX RA
    APPROVED
    Since 2016-06-13

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Dallas TX 01/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-13
  • S66 Uniform Combined State Law Examination
    2016-06-13
Other Names
  • Audrey R Dewitt
  • Audrey Rebecca Beardain

View on SEC IAPD

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