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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-11-01 |
Branch Locations
4529 Sharon Road, Charlotte, NC 28211-3521 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Las Vegas | NV | 05/2021 | 09/2022 |
| Jp Morgan Chase Bank | Las Vegas | NV | 04/2015 | 05/2017 |
| Jp Morgan Chase Bank | Las Vegas | NV | 05/2017 | 05/2021 |
| Charles Schwab & Co., Inc. | Las Vegas | NV | 09/2022 | Present |
| Charles Schwab Premier Bank, Ssb | Las Vegas | NV | 09/2022 | Present |
| Charles Schwab Bank, Ssb | Las Vegas | NV | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-25 |
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