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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-14
FL RA APPROVED 2025-05-14
OR RA APPROVED 2022-05-06
  • TX RA
    APPROVED_RES
    Since 2026-05-14
  • FL RA
    APPROVED
    Since 2025-05-14
  • OR RA
    APPROVED
    Since 2022-05-06

Branch Locations

3606 Enterprise Ave, Ste 230, Naples, FL 34104 • United States

1610 Sw Allen Creek Rd Ste 107, Grants Pass, OR 97527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2015 03/2022
Lpl Financial Llc Grants Pass OR 05/2022 Present
Previous Registrations
  • 2015-09-02 → 2022-05-09
    Grants Pass, OR
    Grants Pass, OR
    St Louis, MO
    Grants Pass, OR
Other Businesses

1)5/2022- Wagon Wheel Financial- DBA for LPL Business (entity for LPL business)- inv. related- Grands Pass OR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
  • S66 Uniform Combined State Law Examination
    2015-08-28
Other Names
  • Aaron Tuttle
  • Aaron James Tuttle

View on SEC IAPD

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