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CRD 6479297
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-22 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2015 | 06/2021 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2021 | Present |
ELIT PRODUCTIONS POSITION: C0-Founder & CEO NATURE: film production and marketing company INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 308 Raymond Ave, Glendale CA 91201, United States DESCRIPTION: film production and marketing company VERTICAL BRACE INC POSITION: Co-Founder NATURE: Durable Medical Equipment distribution (pre-launch). Marketing strategy and product development for a novel patent-pending back brace (pre-launch) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 308 Raymond Ave, Glendale CA 91201, United States DESCRIPTION: Durable Medical Equipment distribution (pre-launch).Marketing strategy and product development for a novel patent-pending back brace (pre-launch) LA WEALTH PARTNERS POSITION: Managing Partner NATURE: Managing Partner for the firm which is where fixed and index annuities and fixed life insurance products will be placed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2021 ADDRESS: 177 EAST COLORADO BLVD., SUITE 200, OFFICE 3055, Pasadena CA 91105, United States DESCRIPTION: Managing Partner for the firm which is where fixed and index annuities and fixed life insurance products will be placed. LA Pension Planners, Is Investment Related, DBA, Financial Professional, 06/21/2021,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-27 |
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