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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-14 |
| TX | RA | APPROVED_RES | 2023-01-24 |
| VA | RA | APPROVED | 2019-06-19 |
Branch Locations
5200 77 Center Drive Suite 330, Charlotte, NC 28217 • United States
140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Richmond | VA | 05/2016 | 12/2016 |
| Foresters Financial Services | Glen Allen | VA | 12/2016 | 06/2019 |
| Foresters Advisory Services | Glen Allen | VA | 05/2019 | 06/2019 |
| Cetera Investment Advisers Llc | Glen Allen | VA | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1. NOTARY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-19 |
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