Best Investors Account Sign in

Marcus C Rather

Cetera Investment Advisers LLC

Charlotte, NC

Glen Allen, VA

CRD 6479208

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-14
TX RA APPROVED_RES 2023-01-24
VA RA APPROVED 2019-06-19
  • NC RA
    APPROVED
    Since 2025-04-14
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • VA RA
    APPROVED
    Since 2019-06-19

Branch Locations

5200 77 Center Drive Suite 330, Charlotte, NC 28217 • United States

140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Richmond VA 05/2016 12/2016
Foresters Financial Services Glen Allen VA 12/2016 06/2019
Foresters Advisory Services Glen Allen VA 05/2019 06/2019
Cetera Investment Advisers Llc Glen Allen VA 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 05/2016 → 12/2016
    Foresters Financial Services
    Richmond, VA
  • 12/2016 → 06/2019
    Foresters Financial Services
    Glen Allen, VA
  • 05/2019 → 06/2019
    Foresters Advisory Services
    Glen Allen, VA
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Glen Allen, VA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2019-06-14 → 2019-06-25
    Foresters Advisory Services, Llc
    Glen Allen, VA
Other Businesses

1. NOTARY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-23
S63 Uniform Securities Agent State Law Examination 2016-07-19
  • S65 Uniform Investment Adviser Law Examination
    2019-05-23
  • S63 Uniform Securities Agent State Law Examination
    2016-07-19

View on SEC IAPD

Nearby Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC

Nearby Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS

Nearby Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor