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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-12 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Colorado Springs, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | La Vista | NE | 05/2015 | 06/2018 |
| Securities America, Inc | La Vista | NE | 06/2018 | 05/2021 |
| Core Compliance & Legal Services, Inc | San Diego | CA | 05/2021 | 09/2022 |
| Investment Visa Consultants, Llc | Los Osos | CA | 06/2021 | 09/2022 |
| Massmutual | Springfield | MA | 09/2022 | Present |
| Mml Investors Services, Llc | Colorado Springs | CO | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-06 |
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