Joseph Daniel Matoney

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Matoney Tax & Financial
  Wakefield, RI
• 08/2004 → 09/2025
  Avantax Investment Services, Inc.
  Wakefield, RI
• 08/2013 → 09/2025
  Avantax Insurance Agency, Inc.
  Wakefield, RI
• 08/2014 → 09/2025
  Avantax Advisory Services
  Wakefield, RI
• 03/2015 → 01/2021
  Ohio National
  Cincinnati, OH
• 01/2016 → 01/2021
  Pacific Life Appointment
  Wakefield, RI
• 01/2023 → Present
  Roberto & Hines Llc
  Wakefield, RI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Wakefield, RI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-08-26 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Wakefield, RI

Other Businesses

1) Pacific Life appointment 30 Holley Street~Wakefield~RI~02879~Insurance Agent~Insurance Sales Agent~1/1/2016~1hrs~0hrs~Running quotes and finding appropriate Insurance policies for clients 2) Joseph P. Matoney CPA 30 Holley St~Wakefield~RI~02879~Tax Preparation/Accounting~Employee~9/3/2004~20hrs~20hrs~answer phones, client meetings, return prep 3) Matoney Tax & Financial 30 Holley Street~Wakefield~RI~02879~Accounting~Tax Preparation/Accounting~6/1/2015~20hrs~15hrs~Tax Preparation| 4) ROBERTO & HINES LLC POSITION: Manager / owner NATURE: My family owns our office building and we rent rooms in the building to tenants. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 30 Holley St, Wakefield RI 02879, United States DESCRIPTION: Collect rent, pay bills, property maintenance, find tenants when there is an opening.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-10
• S63 Uniform Securities Agent State Law Examination
  2004-11-29