Brooks John Pellerin

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 09/2017
  Fidelity Brokerage Services Llc
  Merrimack, NH
• 06/2007 → 07/2016
  Martian Sports Skills Llc
  Boxford, MA
• 08/2011 → 05/2016
  University Of Maine
  Orono, ME
• 10/2017 → 03/2021
  National Financial Services Llc
  Smithfield, RI
• 03/2021 → Present
  Fisher Investments
  Tampa, FL

Other Businesses

OAA#: 52255 | Org Name:USA Hockey | Org Addr:Multiple, MA, US | Nature of Bus:Hockey officiating of youth games | Invst Rel:N | Title:Official | Duties:Officiating youth hockey | Start Dt:11/16/2017 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:0

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-28
• S66 Uniform Combined State Law Examination
  2016-11-04

Other Names

• Brooks John Pellerin
• Brooks Pellerin